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I.I. Specific Offenses
II. Sentencing Guidelines
III. Evidence
IV. Fourth Amendment
V. Fifth Amendment
VI. Sixth Amendment >>
VII. Other Constitutional Rulings
VIII. Defenses
IX. Plea & Sentencing Hearings
X. Jury Issues
XI. Probation & Supervised Release
XII. Appeal
XIII. Post-Conviction Remedies
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Sixth Amendment:
Right to Counsel/Self Representation
Supreme Court Decisions
D. Right to Counsel/Self Representation
• Right to Counsel of Choice
U.S. v. Gonzalez-Lopez, 05-352 (6/26/06)
> Defendant was charged in a drug conspiracy and
the district court wrongfully forced him to go forward with trial
without the hired counsel of his choice. Defendant was convicted and
the conviction was reversed in the Eighth Circuit. The government
appealed and the Supreme Court granted certiorari.
* Holding: The Court held that the denial of a
defendant’s right to hire the counsel of his choice is a
structural error for which harmless error analysis does not apply.
Thus, whenever a defendant is wrongfully denied the right to hire the
counsel of his own choosing, reversal is required. The Court qualified
the statement by emphasizing that the ruling applied only to situations
where the defendant’s right to hire the counsel of his choice was
wrongfully denied; the ruling did not limit a court’s ability to
define which attorneys may practice before it or to exclude an attorney
based upon scheduling issues. Further, the court indicated that its
decision did not apply to appointed counsel, only to privately retained
attorneys. Accordingly, the conviction was reversed.
• Right to Counsel
Rothgery v. Gillespie County, 07-440 (6/23/08)
> Defendant was arrested in possession of a
firearm based on the officers’ erroneous belief that he was a
felon. Pursuant to procedural rules in Texas state courts, defendant
was brought, without counsel, by the arresting officers before a
magistrate, formally presented with the charge against him, and held in
jail until he could post bond. As was the practice, no prosecutor
participated in or was aware of this proceeding. Defendant was
subsequently indicted and again detained on the charge. When he was
finally appointed counsel, defendant was able to prove that he was not
a felon, the charge was dismissed, and defendant sued the county,
pursuant to 42 USC § 1983, based on the denial of counsel at the
initial appearance before the magistrate. The district court granted
summary judgment to the county, finding that defendant had no right to
counsel at the initial proceeding, and the Fifth Circuit affirmed. The
Supreme Court granted certiorari.
* Holding: The Court held that defendant’s
right to counsel attached when he appeared before a judicial officer
and learned of the pending charge, and his liberty was subject to
restriction. The Court ruled that it was of no consequence that no
prosecutor was involved in the proceeding because the initial
appearance was clearly the start of the adversarial judicial process.
Accordingly, the district court’s grant of summary judgment was
reversed.
• Right to Counsel
Montejo v. Louisiana, 07-1529 (5/26/09)
> Defendant was charged with robbery and murder
and began speaking with the police after his arrest. He was then
brought before a judge, pursuant to Louisiana law, and appointed
counsel. The record was not clear as to whether defendant actually
requested counsel. Thereafter, the officers approached defendant at the
jail, they obtained a Miranda waiver, and defendant continued to
cooperate. Defendant subsequently went to trial, and the state sought
to introduce defendant’s statements made after he was appointed
counsel by the court. The trial court admitted the statements,
defendant was convicted, and the conviction was affirmed on appeal. The
Supreme Court granted certiorari.
* Holding: The Supreme Court in Michigan v. Jackson
held that police may not interrogate a defendant once he or she has
requested counsel at an arraignment or similar proceeding. The Court
held that the rule of Jackson was improvidently decided and overruled
it. Instead, the Court held that the protections of Miranda and Edwards
were sufficient to protect a defendant’s rights in this context.
Accordingly, the case was remanded for the courts to analyze (1)
whether defendant’s rights were violated under Miranda-Edwards,
and (2) whether defendant’s Sixth Amendment waiver “was not
knowing and voluntary, e.g., his argument that the waiver was invalid
because it was based on misrepresentations by police as to whether he
had been appointed a lawyer.”
• Right to Counsel - Exclusionary Rule
Kansas v. Ventris, 07-1356 (4/29/09)
> Defendant was charged with murder. Prior to
trial, the state planted an informant in defendant’s holding
cell. Defendant subsequently confessed to the informant. At trial,
defendant testified in his own defense and contradicted the confession
he made to the informant. As a result, the state called the informant
and argued that, although the informant-confession violated
defendant’s Sixth Amendment right to counsel, the exclusionary
rule was not applicable to evidence offered in rebuttal for
impeachment. The trial court permitted the testimony. Defendant was
convicted and he appealed. The Kansas Supreme Court reversed the
conviction, holding that defendant’s Sixth Amendment rights had
been violated. The Supreme Court granted certiorari.
* Holding: The Court held that the exclusionary rule
was not applicable to the pre-trial violation of defendant’s
Sixth Amendment right to counsel where the evidence was offered only as
impeachment of defendant’s contradictory testimony at trial.
Accordingly, defendant’s conviction was affirmed.
• Right to Self-Representation - Competency
Indiana v. Edwards, 07-208 (6/19/08)
> Defendant was charged in Indiana state court
with attempted murder, battery, criminal recklessness, and theft.
During pretrial proceedings, he was found incompetent and restored to
competency on three occasions. Prior to trial, defendant requested to
represent himself. The trial court denied defendant’s request,
finding that, although he was competent to stand trial, he was not
competent to represent himself. The jury hung on the attempted murder
and battery charges but convicted defendant on the other counts. Prior
to defendant’s retrial, he again requested to represent himself
and the trial court denied his request. Defendant was then convicted of
the more serious charges. On appeal, the Indiana
court reversed defendant’s convictions, finding that he was
denied his right of self-representation. The state appealed to the
Supreme Court.
* Holding: The Court held that the Sixth Amendment
does not prohibit a trial judge from inquiring into a defendant’s
mental competency to represent himself at trial. Particularly, a trial
court may insist upon representation by counsel for defendants who,
even though competent to stand trial, “still suffer from severe
mental illness to the point where they are not competent to conduct
trial proceedings by themselves.” Accordingly, defendant’s
convictions were affirmed.
Sixth Circuit
• Right of Self-Representation
Jones v. Jamrog, 03-1665 (7/5/05)
> Defendant was charged in state court with
felonious assault. The state court system had a policy that certain
police records could not be turned over to a defendant, but would only
be provided to a defendant’s counsel, who could allow the
defendant to view, but not retain, the records. Defendant indicated to
the trial court that, if the records policy was going to be enforced,
that he desired to represent himself. The state court refused to let
defendant represent himself, and he was convicted. Defendant appealed
through the state court system, and then filed a federal habeas corpus
petition, which was denied by the district court. Defendant appealed.
* Holding: The court held that defendant’s
right to self-representation, pursuant to the Sixth Amendment, had been
violated. The court disagreed with the state courts’ conclusion
that defendant’s desire to represent himself was equivocal, and
thus, not a knowing and voluntarily waiver of counsel. The court
emphasized that the lower court’s duty is not to hypothesize as
to under what circumstances the defendant would have preferred a
lawyer, but only to determine if the defendant’s decision to
proceed pro se is knowing, intelligent, and voluntary. Thus, the
conviction was reversed.
• Right of Self-Representation
James v. Brigano, 05-4003 (11/30/06)
> Defendant was charged in state court with
narcotic and firearm offenses and on the day of trial his attorney told
the trial judge that he had not prepared for trial, and requested a
continuance. The attorney was defendant’s third different counsel
on the case, and the court ordered that the trial would proceed. After
making several outbursts during the jury selection process, defendant
requested to either fire his attorney or represent himself. The trial
court permitted defendant to represent himself and he was convicted.
After losing his appeals in the state court, defendant filed a federal
habeas action claiming that his waiver of counsel, and request to
represent himself, was not made knowingly and voluntarily. The district
court agreed and granted the petition. The state appealed.
* Holding: The court held that defendant’s
waiver of counsel was not knowing and voluntary. The court emphasized
that the trial court failed to explain to defendant the risks and
dangers of proceeding pro se and made no explicit findings that
defendant’s waiver was knowing or intelligent. The court
specifically found error in the trial court’s conclusion that
defendant was simply trying to unreasonably delay the trial and engage
in dilatory tactics. The court held instead that defendant was merely
taking steps to deal with an attorney who was unprepared for trial.
Thus, the district court ruling was affirmed and defendant’s
conviction reversed.
• Right of Self Representation
U.S. v. Jones, 06-5551 (6/5/07)
> Defendant was convicted of numerous
drug-related offenses and during a resentencing after appeal he
requested to represent himself. Instead of ruling on defendant’s
motion, the district court allowed defendant to make numerous pro se
motions and arguments during the course of the sentencing proceedings,
and also heard and ruled on motions and arguments from
defendant’s appointed counsel. On appeal, defendant argued that
his right to self representation had been violated.
* Holding: The court found no violation of
defendant’s right to self representation. Although the district
court may technically have erred in not ruling on defendant’s
motion for self representation, because defendant had a full and fair
opportunity to present his pro se arguments, and none of
defendant’s arguments were at odds with the presentations made by
his attorney, no Sixth Amendment violation occurred.
• Right of Self Representation
Moore v. Haviland, 07-3380 (7/15/08)
> Defendant was charged with state offenses and
during the course of his trial he notified the trial court that he
wanted to represent himself. The court warned defendant that it was a
bad idea, and required defendant to put his plan to represent himself
in writing. The trial proceeded and the court did not review
defendant’s letter until after defendant testified. The court
took no further action on defendant’s request, but instead let
defendant’s counsel represent him through the end of the trial.
Defendant was convicted, lost his state court appeal, and filed a
federal habeas petition. The district court granted the petition,
finding that defendant’s right to self representation was
violated. The state appealed.
* Holding: The court found that defendant clearly
expressed a desire to represent himself, both orally and in writing to
the trial court. Under those circumstances, the trial court should have
inquired, as required by Faretta, whether defendant’s waiver of
counsel was knowing, intelligent, and voluntary. The court found that
the trial court failed in this regard. Further, the court dismissed the
state’s contention that defendant’s request was untimely,
because defendant raised his request as soon as his dissatisfaction
with trial counsel’s performance arose. Accordingly, the district
court’s ruling granting the writ was affirmed.
• Right to Hire Counsel of Choice
U.S. v. Jamieson, 02-3403 (10/28/05)
> Defendant was charged in an insurance fraud
scheme and the government obtained a restraining order under 21 U.S.C.
§ 853(e)(1) to prevent defendant from spending approximately $104
million in assets. Defendant challenged the freezing of the assets on
appeal because it prohibited him from hiring counsel of his choice.
* Holding: A district court may freeze assets prior
to trial as long as they are restrained based upon a finding of
probable cause that the assets are subject to forfeiture. Answering an
open question in the Sixth Circuit, the court held that the district
court may rely solely on the allegations in a forfeiture count in an
indictment (reflecting a grand jury finding of probable cause) unless
the defendant can (1) demonstrate that she has no assets, and (2) make
a prima facie showing that the grand jury erred in concluding that the
assets were proceeds traceable to the commission of the offense. If the
defendant can make such a showing, then the district court must hold a
hearing wherein it requires the government to establish probable cause
that the restrained assets are traceable to the underlying offense. The
court found that these procedures had been met in the case, and
affirmed the district court ruling.
• Right to Counsel of Choice
U.S. v. Mooneyham, 04-5189 (1/9/07)
> Defendant was charged in a drug conspiracy and
his first trial ended in a mistrial. Four days before defendant’s
retrial was set to begin, defendant’s appointed counsel moved to
withdraw, at defendant’s request, because defendant wanted to
hire new counsel. Defendant’s only complaint with his appointed
attorney was that he had not been able to review all of the discovery.
The district court denied the request to withdraw the appointed
attorney and a request for a continuance. The retrial proceeded,
defendant was convicted, and he appealed.
* Holding: An indigent defendant has no right to
have any particular attorney represent him and therefore must
demonstrate “good cause” in order to obtain a substitution
of counsel. In assessing whether “good cause” has been
shown, the court considers the timeliness of the motion, the adequacy
of the district court’s inquiry into the matter, and whether the
conflict rose to the level of a complete lack of communication that
would prevent an adequate defense. The court found that defendant filed
the motion just four days before the retrial, the district court made
an adequate inquiry, and defendant had not shown any actual deficiency
on counsel’s part. Accordingly, the district court ruling was
affirmed.
• Right to Counsel of Choice
U.S. v. Swafford, 06-5878 (1/17/08)
> Defendant was charged with conspiracy and
substantive distribution counts for selling iodine, knowing that it
would be used in the manufacture of meth. Prior to trial, the
government moved to disqualify defendant’s counsel based upon a
conflict of interest. One of defendant’s proposed defenses was
that he acted on the advice of counsel, the advice coming from an
attorney with the same firm as the attorney representing defendant at
trial. In an effort to avoid disqualification of his counsel, defendant
offered to waive the advice-of-counsel defense. The district court
nevertheless granted the disqualification, finding that evidence
introduced by the government at trial might cause defendant to testify,
which, in turn, may implicate the conflict of interest with the law
firm. Upon his conviction, defendant appealed.
* Holding: Defendants enjoy a Sixth Amendment right
to hire their own counsel of choice, but this must be balanced against
“the court’s interest in the integrity of the proceedings
and the public’s interest in the proper administration of
justice.” In the case, the court held that the district court
properly considered its obligation to serve justice by disqualifying
defendant’s counsel. The potential that developments could arise
during trial that would cause a conflict with defendant’s counsel
were sufficient support the disqualification, even if the defense could
not foresee those developments prior to trial. Accordingly,
defendant’s conviction was affirmed.
• Right to Counsel
U.S. v. Sullivan, 03-6329 (12/20/05)
> Defendant went to trial on multiple bank
robbery and firearm counts and, on the fifth day of trial, moved for a
new attorney. The district court denied the motion, defendant was
convicted, and he appealed.
* Holding: In reviewing a motion for new counsel,
the district court must consider (1) the timeliness of the motion, (2)
the adequacy of the court’s inquiry into the matter, (3) the
extent of the conflict and whether it resulted in a total lack of
communication preventing an adequate defense, and (4) the
public’s interest in the prompt and efficient administration of
justice. The court held that defendant’s motion, filed mid-trial,
was not timely, that the court had adequately inquired into the matter,
that there was no complete breakdown in communication, and that the
public’s interest would not have been served by a continuance and
appointment of new counsel. Accordingly, the conviction was affirmed.
• Right to Counsel
King v. Bobby, 04-3844 (1/10/06)
> Defendant was charged in state court with
multiple fraud and tax related counts and during the course of
proceedings before the state court, defendant continuously promised
that he would hire counsel, and when he finally did hire counsel, the
attorney moved to withdraw multiple times, with defendant eventually
firing him right before the trial date. The trial court informed
defendant that it believed that he was intentionally trying to delay
the proceedings through his antics with attorneys and that defendant
would either have to keep his current attorney, hire a new one, or
represent himself, but there would be no more continuances. Defendant
ended up representing himself, signed waiver of counsel forms, and took
a plea bargain. Defendant appealed through the state court system, then
filed a habeas petition in the district court claiming that he was
denied counsel. The district court denied the petition and defendant
appealed.
* Holding: In order for a defendant to proceed pro
se, the record must establish that defendant was aware of the risks
associated with self-representation, and that the defendant knowingly,
intelligently, and voluntarily waived his right to counsel. Finding the
case to be atypical, the court ruled that defendant had necessarily
chosen self-representation by rejecting all of his options except for
self-representation. In the end, the court held that the totality of
the record established that defendant understood the risks associated
with representing himself and made the knowing and voluntary decision
to proceed pro se. Accordingly, the district court decision was
affirmed.
• Right to Counsel
U.S. v. Chambers, 02-5865 (3/23/06)
> Defendant was charged with child pornography
and child sex abuse. Prior to trial, defendant moved the district court
to appoint him new counsel, citing primarily that his attorney was not
providing him access to discovery. The district court denied the
request for new counsel and insisted that the trial go forward on
schedule. Defendant was convicted of all counts and sentenced to life.
Defendant appealed.
* Holding: In reviewing a district court ruling on a
motion to withdraw counsel, the court considers (1) the timeliness of
the motion, (2) the adequacy of the district court’s inquiry into
the matter, (3) the extent of conflict between attorney and client, and
(4) the balancing of the public interest in the prompt and efficient
administration of justice. Given that the discovery process had taken
over a year, defendant was moving for new counsel shortly before trial,
and counsel had provided all discovery to defendant that could legally
be provided in the jail, the court found that the denial of new counsel
was appropriate. Accordingly the conviction was affirmed.
• Right to Counsel
Daniels v. Lafler, 05-1846 (9/5/07)
> Defendant and three others were charged in
state court with murder for burning down a house, thus killing three
people. At a pretrial motion hearing, defendant’s appointed
attorney appeared, but had not timely filed an intended motion to
suppress evidence. None of the codefendants’ attorneys appeared
for the hearing. The trial judge decided to remove all four attorneys
from the case, and appoint attorneys who could be ready to try the case
on the court’s schedule. Defendant’s subsequently appointed
attorney pursued four motions in defendant’s behalf and
represented him at trial. Defendant was convicted, lost his state court
appeal, and filed a federal habeas petition claiming that his Sixth
Amendment right to counsel was violated. The district court denied the
petition and defendant appealed.
* Holding: The Sixth Amendment provides two
essential rights regarding attorney representation: the right to
effective counsel, and the right to choose one’s own counsel. In
the case, defendant did not claim any prejudice as a result of the
replacement of his first attorney, therefore his right to effective
counsel was not implicated. Regarding the right to choose one’s
attorney, the court held that such a right applies only to privately
retained counsel, not to appointed counsel. Thus, defendant could not
challenge the replacement of his court appointed attorney unless he
could show that the new attorney provided ineffective representation.
Accordingly, defendant’s conviction was affirmed.
• Right to Counsel
U.S. v. Brock, 05-6621 (9/6/07)
> Defendant was charged with a Hobbs Act
conspiracy and illegally distributing information about an incendiary
device. Prior to trial, the government notified the court that
defendant’s retained counsel represented both defendant and a
codefendant, and that the government suspected that one of the two may
desire to plead guilty and testify against the other. In spite of
defendant and the codefendant both indicating that they were aware of
no conflict and that they waived any conflict that existed, the
district court disqualified counsel from representing defendant and the
codefendant. Defendant was convicted after trial, and argued on appeal
that his Sixth Amendment right to counsel of his own choosing had been
violated.
* Holding: The court held that a defendant’s
right to counsel of his own choosing is limited by Fed. R. Crim. P.
44(c)(2), which provides “substantial latitude” to the
district court in determining whether a conflict of interest warrants
separate counsel for codefendants. The court found that the district
court did not abuse its latitude under Rule 44 in determining that a
conflict of interest existed where the attorney was representing
codefendants charged with conspiring in a common scheme. Further, the
court held that defendant’s waiver of the conflict may not have
been knowing and intelligent because defendant indicated that he was
not aware of any conflict, actual or potential, in his attorney’s
representation of he and the codefendant. This disregard for the
potential conflict may have shown a complete lack of understanding by
defendant of the dangers posed by joint representation, and thus he
could not knowingly waive the conflict. Thus, the disqualification of
counsel was affirmed.
• Right to Counsel
U.S. v. McAuliffe, 06-3016 (6/22/07)
> Defendant was under investigation for arson and
mail fraud, and hired an attorney to represent him in regard to the
civil proceedings with the insurance company. During this time period,
the government made undercover recordings of defendant with
coconspirators. Although defendant did not challenge the evidence at
trial, he argued on appeal that the tape recordings were made in
violation of his right to counsel.
* Holding: The court held that defendant’s
Sixth Amendment right to counsel did not require exclusion of the
recordings for two reasons. First, defendant was not formally charged
at the time the recordings were made. The Sixth Amendment right to
counsel is not triggered until the initiation of adversarial judicial
proceedings. Second, the Sixth Amendment is offense specific. Thus,
because defendant’s attorney was hired only for civil
proceedings, not potential criminal charges, defendant was not
represented by counsel for Sixth Amendment purposes.
• Right to Counsel
Benitez v. U.S., 05-2484 (4/9/08)
> Defendant was convicted of conspiracy to
distribute marijuana and to commit money laundering. At sentencing,
defendant’s attorney, who was retained, advised the court that
defendant fired him. Additionally, defendant stated that he did not
want the attorney to represent him. The district court made no inquiry
into the circumstances of the representation, but proceeded with the
hearing with defendant representing himself. The court granted the
government’s motion to reduce the sentence based upon
defendant’s cooperation, and proceeded to determine the
appropriate sentence. The court again asked defendant if he wished for
the attorney to represent him and defendant asked if the court was
going to sentence him anyway. The court responded affirmatively, and
defendant agreed to let the attorney speak for him. The district court
sentenced defendant to 120 months in prison. Defendant did not appeal,
but subsequently filed a habeas petition claiming that he was denied
his Sixth Amendment right to counsel. The district court denied the
petition both on the grounds that it was untimely, and on the merits.
Defendant appealed.
* Holding: Where a district court is notified of a
defendant’s dissatisfaction with counsel, the court is under an
“affirmative duty to inquire as to the source and nature of that
dissatisfaction.” This is true regardless of whether the attorney
was appointed or retained. In the case, the court found that
defendant’s and his attorney’s statements to the district
court were sufficient to trigger the court’s obligation to
inquire regarding defendant’s dissatisfaction. Because the
district court made no inquiry into the source or nature of the
problem, defendant’s Sixth Amendment right to counsel was
violated. Accordingly, the case was remanded for resentencing.
Additionally, the court instructed the district court to determine
whether the untimeliness of the habeas filing was excused by the
doctrine of equitable tolling.
• Right to Counsel - Critical Stages
Van v. Jones, 04-2277 (1/16/07)
> Defendant was charged in Michigan state court
with assault with intent to commit murder. Prior to trial, the state
moved to consolidate defendant’s case with three codefendants who
were charged with various offenses arising out of the same incident.
The state court held a “consolidation hearing” at which
defendant’s counsel did not appear. After hearing argument from
the codefendants’ attorneys and the prosecutor, the court
consolidated the cases. Defendant was subsequently convicted after jury
trial. Defendant lost his state court appeals and filed a federal
habeas petition arguing that his Sixth Amendment right to counsel had
been violated because he had been denied counsel at the
“consolidation hearing.” The district court denied the
petition and defendant appealed.
* Holding: Deciding an open question in the Sixth
Circuit, the court held that the “consolidation hearing”
under Michigan law was not a critical stage in the proceedings such
that the complete denial of counsel at such a proceeding required
reversal of the conviction. Accordingly, the district court ruling was
affirmed.
• Right to Counsel - Critical Stages
Hereford v. Warren, 07-1507 (8/7/08)
> Defendant was charged in state court with
robbery. At the bench trial, the state called a codefendant to testify
against defendant. The codefendant requested to speak to his counsel
before testifying, so the court called a recess. During the break, the
prosecutor had an ex parte conversation with the court. The prosecutor
stated that he and the detective spoke to the codefendant in the hall,
and that the codefendant did not understand his rights due to his
mental problems. The prosecutor suggested that the codefendant be
allowed to talk to his mother, which the court approved. The
codefendant subsequently testified, and during cross examination he
denied that he had talked to the police leading up to the trial.
Defendant was convicted by the trial judge, and he lost his state court
appeal. Defendant filed a federal habeas petition. The district court
granted the petition and held that the ex parte conference violated
defendant’s right to counsel. The state appealed.
* Holding: Complete denial of counsel at a critical
stage in a criminal proceeding is a structural error, pursuant to the
Supreme Court’s decision in Cronic, which requires reversal of a
conviction. In order to determine whether a proceeding is a critical
stage, the court considers the “likelihood that significant
consequences might have resulted from the absence of counsel at the
stage of the criminal proceedings.” In the case, the court found
that the “brief, administrative discussion” between the
trial judge and prosecutor was not the type of proceeding that would
significantly prejudice defendant. Thus, the court found that the error
was not structural, and did not require automatic reversal. Further,
the court held that the error was harmless. Accordingly,
defendant’s conviction was affirmed.
• Right to Counsel
U.S. v. Vasquez, 07-1248 (3/23/09)
> Defendant was charged with drug trafficking and
he moved for substitute counsel one week before trial, and repeated his
request several times throughout the trial proceedings. On each
occasion, defense counsel responded to defendant’s allegations
and explained that their differences were based on defendant’s
unwillingness to work with counsel. The district court denied all
requests for new counsel, and defendant was convicted. Defendant
appealed.
* Holding: The court considers four factors in
determining whether the denial of substitute appointed counsel is
appropriate: (1) the timeliness of the defendant’s motion; (2)
the adequacy of the district court’s inquiry into the matter; (3)
the extent of the conflict and whether it was so great that it
“resulted in a total lack of communication preventing an adequate
defense”; and (4) balancing of the public’s interest in the
prompt administration of justice. The court found that
defendant’s request was belated, that the district court
adequately inquired into the matter, that the attorney-client
relationship was not completely broken down, and that a last minute
continuance was not in the interest of the speedy administration of
justice, particularly given that defendant had fled prosecution for
four years prior to trial. Accordingly, the district court’s
ruling was affirmed.
• Right to Counsel - Petition for Certiorari
Nichols v. U.S., 05-6452 (4/29/09)
> Defendant was convicted of bank robbery. At the
sentencing hearing, which occurred after the Supreme Court’s
decision in Apprendi, the district court applied several guideline
enhancements that were based purely on judge-found facts. Defendant
objected to the enhancements, but did not argue that the guideline
enhancements would violate the Sixth Amendment because they were not
submitted to the jury. The district court overruled the objections and
sentenced defendant to 405 months in prison, a sentence within the
then-mandatory guideline range. Defendant filed an appeal, but raised
no issue regarding the guideline enhancements. After Booker was
decided, defendant then filed a habeas petition claiming that his
counsel was ineffective for failing to anticipate Booker and for
failing to file for certiorari in the Supreme Court. The district court
denied the petition, but the original Sixth Circuit panel found
defendant’s counsel ineffective for failing to anticipate the
Booker issue and pursue the matter on appeal. (See P.V. Issue #15). The
en banc court granted rehearing.
* Holding: The court held that defendant’s
counsel was not ineffective for failing anticipate Booker and pursue
certiorari in the Supreme Court because a defendant has no right to
counsel on a petition for review in the Supreme Court. Accordingly, the
original panel ruling was reversed, and defendant’s sentence was
affirmed.
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